David Fine, Esq.
Senior Legal Counsel
David Fine is a Senior Legal Counsel at Yorkville Advisors. He primarily focuses on representing the Firm in all stages of an investment from structuring a deal, to term sheet preparation, through final transaction documentation and subsequent SEC registration. David is also a member of the Firm’s Investment Committee and reviews and advises on the structure of proposed transactions.
Prior to joining Yorkville Advisors, David served as Senior Legal Counsel in the Enforcement Division of the Securities & Exchange Commission in New York from September 2000 to October 2004. While at the SEC, David participated in numerous investigations involving a range of securities law issues, including the practices of PIPE investors, issuers, and placement agents. While at the SEC, David participated in the investigation which led to the enforcement action titled SEC v. Guillaume Pollet. David earned a BBA in Finance and Accounting from the University of Michigan and a JD degree from Fordham Law School.
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