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Mark Egert

Mark Egert

Mark Egert

Managing Director, Chief Compliance Officer

Mark joined the firm in March 2021.

Prior to joining Yorkville, Mark spent over 30 years providing regulatory counseling in various capacities to a broad range of clients and firms.  He began his career as an Associate at the law firm of Shearman & Sterling and later led the Financial Institutions Regulatory Practice as a Partner at Cowell & Moring.  He developed extensive contacts among firms and regulators as a Senior Vice President at SIFMA, the primary trade association for broker-dealers.  On the in-house side, Mark served as:  Chief Legal Officer for U.S. Wholesale Banking for the Dutch bank ABN AMRO; Legal & Compliance Director for RBC Capital Markets (a subsidiary of the Royal Bank of Canada); Chief Compliance Officer for Cowen & Co.; Chief Compliance Officer for the broker-dealer, investment advisor and mutual funds, as well as Global Head of Core Compliance, for Brown Brothers Harriman; and most recently, Chief Compliance Officer for JPMorgan Investment Management Inc. and Head of Asset Management Compliance for the Americas for JP Morgan.

Mark earned a BA in History at the University of Delaware, where he graduated magna cum laude and Phi Beta Kappa.  He earned a JD at George Washington University Law School, where he graduated cum laude and was an editor of the GW Law Review